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Self-regulatory organization
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#	Item
831	Order Granting Approval of Proposed Rule Change to List and Trade Shares of the iShares Sovereign Screened Global Bond Fund Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-11 09:38:38 Financial Industry Regulatory Authority Business Securities Exchange Act NASDAQ U.S. Securities and Exchange Commission Self-regulatory organization ACT Selling away United States securities law Economy of the United States Financial regulation
832	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]November 15, 2006 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-11-17 16:56:26 NYSE Arca Financial markets Securities Exchange Act Self-regulatory organization Algorithmic trading International Securities Exchange Financial economics Finance Financial system United States Securities and Exchange Commission Economy of the United States New York Stock Exchange
833	Microsoft Word - ise short sale rule filing final.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-09-07 11:47:47 Financial regulation SEC filings Financial system Securities Exchange Act Finance Securities Act U.S. Securities and Exchange Commission International Securities Exchange Self-regulatory organization United States securities law 73rd United States Congress United States Securities and Exchange Commission
834	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-01-03 14:57:58 Business Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission General Securities Principal Exam Self-regulatory organization Securities Act Regulation S-K Selling away United States securities law Financial regulation Financial system
835	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Study Outline and Selection Specifications for the Limited Principal – Registered Options (Series 4) Examination Program Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-09 15:14:40 Financial system Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission Registered representative Financial Industry Regulatory Authority Security New York Stock Exchange United States securities law Financial regulation Financial economics
836	Microsoft Word - SR-FINRA[removed]w out sig block.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-11-07 09:28:09 Finance Financial Industry Regulatory Authority Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission Securities research Selling away Trade Reporting And Compliance Engine United States securities law Financial economics Financial system
837	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-01-03 15:32:44 Financial economics Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Securities Act Regulation S-K Security Securities regulation in the United States United States securities law Financial regulation Financial system
838	Microsoft Word[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-28 08:20:26 Financial regulation Securities Exchange Act New York Stock Exchange U.S. Securities and Exchange Commission Self-regulatory organization United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
839	Notice of Proposed Rule Change Regarding Professional Qualifications and Information Concerning Associated Persons Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-27 16:08:54 Financial system Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities Exchange Act Securities Act Self-regulatory organization Securities regulation in the United States Registered representative United States securities law Financial regulation Economy of the United States
840	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-23 09:29:46 Economy of the United States American Stock Exchange Euronext Alternext Securities Exchange Act New York Stock Exchange Self-regulatory organization U.S. Securities and Exchange Commission Stock exchange NYSE Euronext New York City Financial economics

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